Insights into the SEC Exam Experience
Location: Stamford Yacht Club
97 Ocean Dr W
Stamford, CT 06902
Event Registration
Join us for HFA’s Connecticut Symposium – Insights into the SEC Exam Experience, which will bring together a panel of industry experts who will share their unique perspectives on the knowledge needed to stay one step ahead in the SEC exam space this year. Topics of discussion will include:
- The current regulatory environment
- How regulations are affecting SEC exam preparation
- How to target efforts in light of current SEC focus areas
Don’t miss practical examples, best practices, and an in-depth discussion on the issues that are most relevant to you and your firm. The event will be moderated by RSM and will conclude with cocktails and networking overlooking the Long Island Sound in Stamford.
Have a topic you would like to see discussed? Please let us know when you complete the registration form.
Space is limited. RSVP today.
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