HFA News

Hedge Fund Association submitted a comment letter to the U.S. Securities and Exchange Commission

June 3, 2022

HFA submitted a comment letter to the U.S. Securities and Exchange Commission regarding:

Release No. 34-94062; File No. S7-02-22; Amendments to Exchange Act Rule 3b-16 Regarding the Definition of “Exchange;” Regulation ATS for ATSs That Trade U.S. Government Securities, NMS Stocks, and Other Securities and Release No. 34-94524; File No. S7-12-22; Further Definition of “As a Part of a Regular Business” in the Definition of Dealer and Government Securities Dealer. View the letter.